Principal stratification--uses and limitations

Int J Biostat. 2011;7(1):28. doi: 10.2202/1557-4679.1329. Epub 2011 Jul 11.

Abstract

Pearl (2011) asked for the causal inference community to clarify the role of the principal stratification framework in the analysis of causal effects. Here, I argue that the notion of principal stratification has shed light on problems of non-compliance, censoring-by-death, and the analysis of post-infection outcomes; that it may be of use in considering problems of surrogacy but further development is needed; that it is of some use in assessing "direct effects"; but that it is not the appropriate tool for assessing "mediation." There is nothing within the principal stratification framework that corresponds to a measure of an "indirect" or "mediated" effect.

Keywords: causal inference; mediation; non-compliance; potential outcomes; principal stratification; surrogates.

Publication types

  • Research Support, N.I.H., Extramural

MeSH terms

  • Causality*
  • Models, Statistical*